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Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2018-08-29
TX RA APPROVED 2018-07-16
  • NM RA
    APPROVED
    Since 2018-08-29
  • TX RA
    APPROVED
    Since 2018-07-16

Branch Locations

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

1860 Sudderth Drive, Ruidoso, NM 88345 • United States

1100 S Main Ste 20 , Las Cruces , NM 88005 • United States

6070 Gateway Blvd E Suite 210, El Paso, TX 79905 • United States

7600 Jefferson Ne Ste 25, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co El Paso TX 07/2015 06/2018
Madison Avenue Securities, Llc San Diego CA 06/2018 Present
Mirau Capital Management Ruidoso NM 06/2018 Present
  • 07/2015 → 06/2018
    Allstate Insurance Co
    El Paso, TX
  • 06/2018 → Present
    San Diego, CA
  • 06/2018 → Present
    Mirau Capital Management
    Ruidoso, NM
Previous Registrations
Other Businesses

NAME: MIRAU CAPITAL MANAGEMENT, INC.; INV RELATED:YES; ADDRESS:1860 SUDDERTH DRIVE RUIDOSO, NM 88345; NATURE:INSURANCE/FIXED ANNUITY SALES + SERVICE; POSITION:AGENT; START DATE:07/2018; HOURS/MONTH:100; TRADING HOURS/MONTH:100; DUTIES:INSURANCE/FIXED ANNUITY SALES + SERVICE NAME: ADVISORS EXCEL; INV RELATED:YES; ADDRESS:2950 SW MCCLURE RD, TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:07/2018; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:INSURANCE SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-04
S63 Uniform Securities Agent State Law Examination 2015-05-26
  • S65 Uniform Investment Adviser Law Examination
    2018-05-04
  • S63 Uniform Securities Agent State Law Examination
    2015-05-26
Other Names
  • Patrick Christopher Romero
  • Patrick Christopher Romero

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