Patrick Christopher Romero

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 06/2018
  Allstate Insurance Co
  El Paso, TX
• 06/2018 → Present
  Madison Avenue Securities, Llc
  San Diego, CA
• 06/2018 → Present
  Mirau Capital Management
  Ruidoso, NM

Previous Registrations

• 2018-05-04 → 2018-07-17
  Allstate Financial Advisors, Llc
  El Paso, TX

Other Businesses

NAME: MIRAU CAPITAL MANAGEMENT, INC.; INV RELATED:YES; ADDRESS:1860 SUDDERTH DRIVE RUIDOSO, NM 88345; NATURE:INSURANCE/FIXED ANNUITY SALES + SERVICE; POSITION:AGENT; START DATE:07/2018; HOURS/MONTH:100; TRADING HOURS/MONTH:100; DUTIES:INSURANCE/FIXED ANNUITY SALES + SERVICE NAME: ADVISORS EXCEL; INV RELATED:YES; ADDRESS:2950 SW MCCLURE RD, TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:07/2018; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:INSURANCE SALES

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-04
• S63 Uniform Securities Agent State Law Examination
  2015-05-26

Other Names

• Patrick Christopher Romero
• Patrick Christopher Romero