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Sean Manning

J.P. Morgan Securities LLC

Santa Barbara, CA

CRD 6452516

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-03
TX RA APPROVED 2017-03-03
  • CA RA
    APPROVED
    Since 2017-03-03
  • TX RA
    APPROVED
    Since 2017-03-03

Branch Locations

1302 State Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Barbara CA 02/2015 02/2017
Bank Of America, N.A. Santa Barbara CA 05/2015 02/2017
Jp Morgan Securities, Llc Montecito CA 02/2017 10/2017
Jp Morgan Securities, Llc Santa Barbara CA 10/2017 Present
Jp Morgan Chase Bank, N.A. Santa Barbara CA 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-27
  • S66 Uniform Combined State Law Examination
    2015-05-27
Other Names
  • Sean Patrick Manning

View on SEC IAPD

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA

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