Daniel Robert Franco

Ubs Financial Services Inc.

Silver Plume , CO

CRD 6451781

Claim This Profile

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-07-03
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2015-09-14

CO RA
APPROVED

Since 2024-07-03
NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2015-09-14

Branch Locations

Silver Plume , CO • United States

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Weehawken	NJ	07/2015	Present

07/2015 → Present

Ubs Financial Services

Weehawken, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-11

S66 Uniform Combined State Law Examination

2015-09-11

Other Names

Daniel Franco

View on SEC IAPD

Nearby Firms

ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.

MARINER INVESTMENT GROUP, LLC

TAILWIND CAPITAL

Nearby Investors

BETH SILSTON GRIPER

BRUNO LUIS MACHADO

RENE ARTURO BUSTAMANTE

Nearby Offices

ONE WILLIAM STREET CAPITAL MANAGEMENT, LP. · NEW YORK, NY

MARINER INVESTMENT GROUP, LLC · NEW YORK, NY

TAILWIND CAPITAL · NEW YORK, NY

More in Silver Plume, CO

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor