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299 Park Avenue 32Nd Floor, New York, NY 10171 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2008-04-11 |
Branch Locations
299 Park Avenue 32Nd Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mackay Shields Llc | New York | NY | 08/2007 | Present |
Silo Hill Condominium Association; 119 Sheephill Rd, Riverside, CT 06878; not investment related; Secretary to the Board of the condo association in which I live; 4 hours per month not during normal business ours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-19 |
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