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Mackay Shields LLC CRD 107717
$160B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
299 Park Avenue 32Nd Floor, New York, NY 10171 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2006-02-07 |
Branch Locations
299 Park Avenue 32Nd Floor, New York, NY 10171 • United States
506 Carnegie Center Drive Suite 200, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mackay Shields Llc | New York | NY | 04/2004 | Present |
A-S Medication Solutions; 2401 Commerce Drive Libertyville, IL 60048; not investment related; Cybersecurity Advisory Board Member; 2 hours per quarter not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-12 |
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