Rene Arturo Bustamante

Current Employers

Mackay Shields Llc

299 Park Avenue 32Nd Floor, New York, NY 10171 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2006-02-07

OK RA
APPROVED

Since 2006-02-07

Branch Locations

299 Park Avenue 32Nd Floor, New York, NY 10171 • United States

506 Carnegie Center Drive Suite 200, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mackay Shields Llc	New York	NY	04/2004	Present

04/2004 → Present

Mackay Shields Llc

New York, NY

Previous Registrations

2004-08-09 → 2005-09-28

New York Life Investment Management Llc

Parsippany, NJ

Other Businesses

A-S Medication Solutions; 2401 Commerce Drive Libertyville, IL 60048; not investment related; Cybersecurity Advisory Board Member; 2 hours per quarter not during normal business hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-12

S66 Uniform Combined State Law Examination

2004-01-12

Other Names

Art Bustamante

View on SEC IAPD

Current Employers

Mackay Shields Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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