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Current Employers
Mackay Shields Llc

299 Park Avenue 32Nd Floor, New York, NY 10171 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-17
  • CT RA
    APPROVED
    Since 2017-03-17

Branch Locations

El Segundo, CA • United States

299 Park Avenue 32Nd Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New York NY 01/2011 Present
  • 01/2011 → Present
    New York Life Insurance Company
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-21
  • S66 Uniform Combined State Law Examination
    2007-02-21

View on SEC IAPD

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