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Gerald Ogilvie

Equitable Advisors, LLC

Williamsville, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc. New York NY 04/2015 06/2020
Equitable Advisors, Llc New York NY 04/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-17
S63 Uniform Securities Agent State Law Examination 2015-04-30
  • S66 Uniform Combined State Law Examination
    2021-01-17
  • S63 Uniform Securities Agent State Law Examination
    2015-04-30

View on SEC IAPD

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