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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED | 2024-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sdr Ventures, Inc. | Greenwood Village | CO | 01/2015 | 10/2017 |
| Jpmorgan Securities Llc | Denver | CO | 10/2017 | Present |
| Jpmorgan Chase Bank Na | Denver | CO | 10/2017 | Present |
| Jp2 Media, Llc | Highlands Ranch | CO | 04/2006 | 10/2017 |
| Pacific Medical Data Solutions | Greenwood Village | CO | 11/2016 | 07/2017 |
| Sierra Concrete Company, Llc | Grand Junction | CO | 01/2025 | Present |
| Valoro Holdings, Llc | Grand Junction | CO | 01/2025 | Present |
Entity Name: Sierra Concrete Company, LLC Investment related: No "Address: 2958 North Avenue, Suite C, Grand Junction, CO 81504. www.sierraconcrete.com" Nature of the other business: Concrete Company Position/Title/Relationship: Owner/Partner Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sierra Concrete is a family owned business. I am an owner with my brother and sister. My brother and sister run the company day to day. The company provides concrete and civil constructions solutions for commercial, utility and infrastructure project. Entity Name: Valoro Holdings, LLC Investment related: No "Address: 2958 North Avenue, Suite C, Grand Junction, CO 81504" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Valoro Holdings, LLC is a family owned real state holding company. The company owns commercial and residential properties in Colorado. I own the entity with my brother and sister.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-12 |
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