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Alana Lindsey Pezzuti

Rmc Investment Advisors

West Hartford, CT

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Current Employers
Rmc Investment Advisors

643 Prospect Avenue, West Hartford, CT 06105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-06-25
  • CT RA
    APPROVED
    Since 2019-06-25

Branch Locations

643 Prospect Avenue, West Hartford, CT 06105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenwich CT 02/2015 11/2016
Wells Fargo Clearing Services, Llc Greenwich CT 11/2016 04/2019
Rmc Investment Advisors West Hartford CT 04/2019 Present
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Greenwich, CT
  • 11/2016 → 04/2019
    Wells Fargo Clearing Services, Llc
    Greenwich, CT
  • 04/2019 → Present
    Rmc Investment Advisors
    West Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-25
S63 Uniform Securities Agent State Law Examination 2018-03-31
  • S65 Uniform Investment Adviser Law Examination
    2019-06-25
  • S63 Uniform Securities Agent State Law Examination
    2018-03-31
Other Names
  • Alana Lindsey Dipietro

View on SEC IAPD

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MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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