James Landeros

Current Employers

Employment History

• 08/2013 → 03/2019
  Mufg Union Bank
  Santa Barbara, CA
• 02/2015 → 03/2019
  Unionbanc Investment Services
  Santa Barbara, CA
• 03/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Barbara, CA
• 04/2019 → Present
  Bank Of America, N.A.
  Santa Barbara, CA
• 08/2024 → Present
  Bank Of America, N.A.
  Santa Barbara, CA

Other Businesses

THE NAME OF THE BUSINESS IS CALLED K'BOODLE. THIS BUSINESS IS NOT INVESTMENT RELATED. THE ADDRESS THIS BUSINESS IS REGISTERED TO IS PO BOX 1635 GOLETA, CA 93116. THE BUSINESS PRODUCES AND SELLS BABY CARRIER ACCESSORIES, SUCH AS TOTE BAGS AND DIAPER BAGS. MY WIFE HAS STARTED THIS BUSINESS AS A SOLE PROPRIETORSHIP AND I HAVE SIGNED ONTO THE BUSINESS AS A JOINT HOLDER/PART OWNER. THE START DATE OF THIS BUSINESS IS AS OF THE FILING DATE OF NOVEMBER 18TH, 2015. THE AMOUNT OF HOURS DEVOTED MONTHLY ON MY PART IF 5 HOURS, NO HOURS OF WHICH ARE DURING SECURITIES TRADING HOURS. MY DUTIES INCLUDE BOOKKEEPING AND GENERAL GUIDANCE THAT PROMOTES GROWTH OF THE BUSINESS. THE BUSINESS IS STILL IN ITS INFANCY AND HAS NOT MADE ANY PROFIT AS OF YET. I AM WORKING WITH AIRBNB TO HOST TENANTS IN OUR HOME. IT IS NOT INVESTMENT RELATED. THEIR CORPORATE ADDRESS IS 888 BRANNEN ST., SAN FRANCISCO, CA 94103. AIRBNB IS AN ONLINE COMMUNITY MARKETPLACE THAT CONNECTS PEOPLE LOOKING TO RENT THEIR HOMES, ROOMS & SPACES WITH PEOPLE WHO ARE LOOKING FOR ACCOMMODATIONS. MY POSITION IS THAT OF "RENTER". THE START DATE OF OUR RELATIONSHIPS IS MARCH 17TH 2017. THE APPROXIMATE HOURS OF TIME SPENT ON THIS PER MONTH IS TWO HOURS, NONE OF WHICH WILL BE DURING SECURITIES TRADING HOURS. MY DUTY WILL BE TO HOST THE GUESTS' IN A SEPARATE ROOM IN OUR HOME. THE ROOM WILL BE MAINTAINED BY MYSELF AND MY WIFE. THIS INCLUDES CLEANING THE ROOM, WASHING LINENS AND MAKING REPAIRS IN-BETWEEN HOSTING TENANTS. LENGTH OF STAYS WILL BE LESS THAN 30 DAYS. THE NAME OF THE BUSINESS IS ASSE INTERNATIONAL STUDENT EXCHANGE PROGRAMS. THIS BUSINESS IS NOT INVESTMENT RELATED, THE ADDRESS OF THE BUSINESS IS 228 N COAST HIGHWAY, LAGUNA BEACH, CA 92651. THE NATURE OF THIS BUSINESS IS TO ASSIST IN HOSTING FOREIGN EXCHANGE STUDENTS AND TO HELP FIND PLACEMENT. I WILL BE ACTING AS A "HOST" FOR THIS COMPANY. THE START OF THIS WILL BE AUGUST 1ST, 2017. I PLAN TO DEVOTE 0 HOURS TO THIS BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS. MY DUTIES FOR THIS BUSINESS WILL INCLUDE HOSTING FOREIGN EXCHANGE STUDENTS, TRANSPORTING THEM TO SCHOOL AND HELPING THEM INTERACT WITH THE PEOPLE AND THE CULTURE OF THE UNITED STATES. Status: APPRVD I*127343 For profit or not for profit: For-Profit Organization Name of outside business organization: Student Managment Group Investment related: N Address of business: Bay Shore, New York 11706 Nature of business: Corporation, Position, title, association: Participant, Start date of relationship: 10/15/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Our family hosts international exchange students in our home. We are paid a stipend for food and travel.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-23
• S63 Uniform Securities Agent State Law Examination
  2015-05-19

Other Names

• James Anthony Landeros