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1331 17Th Street Suite 800, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| CO | RA | APPROVED | 2019-01-07 |
Branch Locations
1331 17Th Street Suite 800, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acf Colorado | Greenwood Village | CO | 02/2014 | 10/2017 |
| Massmutual Life Insurance Company | Denver | CO | 04/2015 | 01/2019 |
| Mml Investors Services Llc | Denver | CO | 05/2015 | 01/2019 |
| Maia Wealth, Llc | Denver | CO | 01/2019 | Present |
Insurance Licensed; non investment related; appx 10% of his time during trading hours during the month. Provides Life, Variable, Accidental and Health Products. Insurance No# 16831665
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-29 |
| S65 | Uniform Investment Adviser Law Examination | 2015-01-09 |
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