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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-10
NJ RA APPROVED 2016-09-29
  • NY RA
    APPROVED
    Since 2022-03-10
  • NJ RA
    APPROVED
    Since 2016-09-29

Branch Locations

4 Martine Avenue Apt 718, White Plains, NY 10606 • United States

44 South Broadway, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New York NY 06/2013 Present
Nylife Securities Llc New York NY 04/2026 Present
  • 06/2013 → Present
    New York Life Insurance Company
    New York, NY
  • 04/2026 → Present
    Nylife Securities Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-24
S63 Uniform Securities Agent State Law Examination 2015-04-02
  • S66 Uniform Combined State Law Examination
    2016-09-24
  • S63 Uniform Securities Agent State Law Examination
    2015-04-02
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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