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Sarah Marie Hines

Cetera Investment Advisers LLC

San Diego, CA

Valencia, CA

CRD 6446377

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-19
TX RA APPROVED 2019-06-19
  • CA RA
    APPROVED
    Since 2019-06-19
  • TX RA
    APPROVED
    Since 2019-06-19

Branch Locations

9275 Sky Park Court Suite 350, San Diego, CA 92123 • United States

Valencia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services San Diego CA 09/2015 06/2019
Landlord - Property Owner Valencia CA 04/2014 08/2017
Foresters Advisory Services Llc San Diego CA 04/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc San Diego CA 06/2019 Present
  • 09/2015 → 06/2019
    Foresters Financial Services
    San Diego, CA
  • 04/2014 → 08/2017
    Landlord - Property Owner
    Valencia, CA
  • 04/2018 → 06/2019
    Foresters Advisory Services Llc
    San Diego, CA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    San Diego, CA
Previous Registrations
  • 2018-05-11 → 2019-06-25
    Foresters Advisory Services, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-15
S63 Uniform Securities Agent State Law Examination 2015-03-04
  • S66 Uniform Combined State Law Examination
    2018-01-15
  • S63 Uniform Securities Agent State Law Examination
    2015-03-04
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC

Nearby Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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