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Nicolas Paul Wondolowski

Osaic Wealth, Inc.

Hermosa Beach, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14

Branch Locations

1836 The Strand Unit B, Hermosa Beach, CA 90254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Greenwood Village CO 01/2015 04/2018
Td Ameritrade San Diego CA 06/2018 12/2018
Fidelity Brokerage Services Llc Torrance CA 07/2019 09/2022
Unemployed San Diego CA 01/2019 06/2019
Ubs Century City CA 10/2022 03/2023
Unemployed Hermosa Beach CA 03/2023 09/2023
Securities America, Inc. Torrance CA 09/2023 06/2024
Securities America Advisors Torrance CA 09/2023 06/2024
Osaic Wealth, Inc. Torrance CA 06/2024 Present
Osaic Wealth, Inc. Torrance CA 06/2024 Present
  • 01/2015 → 04/2018
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 06/2018 → 12/2018
    Td Ameritrade
    San Diego, CA
  • 07/2019 → 09/2022
    Fidelity Brokerage Services Llc
    Torrance, CA
  • 01/2019 → 06/2019
    Unemployed
    San Diego, CA
  • 10/2022 → 03/2023
    Ubs
    Century City, CA
  • 03/2023 → 09/2023
    Unemployed
    Hermosa Beach, CA
  • 09/2023 → 06/2024
    Securities America, Inc.
    Torrance, CA
  • 09/2023 → 06/2024
    Securities America Advisors
    Torrance, CA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Torrance, CA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Torrance, CA
Previous Registrations
  • 2023-09-29 → 2024-06-14
    Securities America Advisors, Inc.
    Torrance, CA
    Torrance, CA
  • 2022-10-20 → 2023-03-27
    Ubs Financial Services Inc.
    Los Angeles, CA
  • 2019-09-18 → 2022-09-06
    Fidelity Personal And Workplace Advisors
    Torrance, CA
  • 2017-03-14 → 2018-04-11
    Strategic Advisers Llc
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-25
S66 Uniform Combined State Law Examination 2017-03-06
S63 Uniform Securities Agent State Law Examination 2015-03-16
  • S65 Uniform Investment Adviser Law Examination
    2023-08-25
  • S66 Uniform Combined State Law Examination
    2017-03-06
  • S63 Uniform Securities Agent State Law Examination
    2015-03-16
Other Names
  • Nicolas Paul Wayne
  • Nicolas Paul Wondolowski
  • Nicolas P Wondolowski

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HERMOSA BEACH, CA
COVE STREET CAPITAL, LLC · HERMOSA BEACH, CA
TERPSI CAPITAL LP · HERMOSA BEACH, CA
MARLIN EQUITY PARTNERS · HERMOSA BEACH, CA
JAGUAR CAPITAL ADVISORS USA, LLC · HERMOSA BEACH, CA
STEP AHEAD CAPITAL, LLC · HERMOSA BEACH, CA
EXCELLION FINANCE MANAGEMENT, LLC · HERMOSA BEACH, CA
J.P. MORGAN SECURITIES LLC · HERMOSA BEACH, CA

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