Best Investors
Account
Sign in
Best Investors
Account
Sign in
Centaurus Financial, Inc. CRD 30833
$9.74B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-01-14 |
| CA | RA | APPROVED | 2015-07-22 |
Branch Locations
3902 State Street Suite #101, Santa Barbara, CA 93105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc. | Anaheim | CA | 03/2015 | Present |
TREMBLAY FINANCIAL SERVICES SINCE 1997, NON-INVESTMENT RELATED, 3902 STATE ST., SANTA BARBARA, CA 93105, DBA FOR MARKETING PURPOSES ONLY, FINANCIAL ADVISOR, SINCE 7/22/2015.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-22 |
Reach out to this advisor