James Martin Appel

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-01-14
CA	RA	APPROVED	2015-07-22

CO RA
APPROVED

Since 2021-01-14
CA RA
APPROVED

Since 2015-07-22

Branch Locations

3902 State Street Suite #101, Santa Barbara, CA 93105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial Inc.	Anaheim	CA	03/2015	Present

03/2015 → Present

Centaurus Financial Inc.

Anaheim, CA

Other Businesses

TREMBLAY FINANCIAL SERVICES SINCE 1997, NON-INVESTMENT RELATED, 3902 STATE ST., SANTA BARBARA, CA 93105, DBA FOR MARKETING PURPOSES ONLY, FINANCIAL ADVISOR, SINCE 7/22/2015.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-22

S66 Uniform Combined State Law Examination

2015-07-22

Designations

Other Names

James Martin Appel

View on SEC IAPD

Current Employers

Centaurus Financial, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews