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David Ballantyne Ferris

Morgan Stanley

Wellesley, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-11-12
TX RA APPROVED 2021-11-12
  • RI RA
    APPROVED
    Since 2021-11-12
  • TX RA
    APPROVED
    Since 2021-11-12

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Wellesley MA 08/2015 11/2016
Wells Fargo Clearing Services, Llc Wellesley MA 11/2016 11/2021
Morgan Stanley Smith Barney Llc Wellesley MA 11/2021 Present
Morgan Stanley Private Bank, N.A New York NY 02/2022 Present
  • 08/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Wellesley, MA
  • 11/2016 → 11/2021
    Wells Fargo Clearing Services, Llc
    Wellesley, MA
  • 11/2021 → Present
    Morgan Stanley Smith Barney Llc
    Wellesley, MA
  • 02/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-02
  • S66 Uniform Combined State Law Examination
    2015-12-02
Designations
Other Names
  • David Ballantyne Ferris
  • David B Ferris
  • David Ballantyne Ferris
  • David B Ferris

View on SEC IAPD

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ROBERT STEPHEN ROSELLI
PRAN NATH TIKU
EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
SLC MANAGEMENT · WELLESLEY HILLS, MA

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