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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-08-15 |
| TX | RA | APPROVED | 2022-11-07 |
| CA | RA | APPROVED | 2022-11-04 |
Branch Locations
444 West Ocean Blvd Suite 800, Long Beach, CA 90802 • United States
Bozeman, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Advisers | Long Beach | CA | 10/2018 | Present |
| Dfs | Los Angeles | CA | 05/2018 | 10/2018 |
| En Pointe Dance & Fitness | Long Beach | CA | 07/2017 | 12/2020 |
| Friedline Financial | Lees Summit | MO | 01/2015 | 06/2017 |
| Lpl Financial Llc | Long Beach | CA | 06/2021 | Present |
1) 6/2021- Capital Investment Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- Long Beach, CA 2) 03/28/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/08/2022 - 4 Hours Per Month/ 4 Hours During Securities Trading. 3) 09/08/2023 - Capital Investment Advisers, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/07/2023 - 120 Hours Per Month/ 100 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-16 |
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