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6803 East Main Street Suite 1121, Scottsdale, AZ 85251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
| AZ | RA | APPROVED | 2023-03-31 |
Branch Locations
6803 East Main Street Suite 1121, Scottsdale, AZ 85251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services | Scottsdale | AZ | 04/2015 | 12/2018 |
| 212 Wealth Management | Scottsdale | AZ | 01/2023 | Present |
| Kourouglos Capital Group Llc (Fka Kourouglos Capital Group Llc) | Scottsdale | AZ | 05/2008 | Present |
| Pcf Insurance Services | Scottsdale | AZ | 06/2020 | 12/2025 |
| Capital West Insurance | Scottsdale | AZ | 01/2014 | 12/2025 |
| Doxa | Fort Wayne | IN | 12/2025 | Present |
(1) JGK LLC; NON-INVESTMENT RELATED; 8501 N SCOTTSDALE RD SUITE 200 , SCOTTSDALE, AZ 85253; INDUSTRIAL FIRST AID COMPANY; MINORITY MEMBER; 03/2018; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; DUTIES RELATED TO GENERAL BUSINESS OVERSIGHT. (2) K OPPORTUNITY ZONE FUND LLC; INVESTMENT RELATED; 6803 E MAIN ST, UNIT 1120, SCOTTSDALE, AZ, 85251; OPPORTUNITY ZONE FUND; MEMBER; 08/2020; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; INVESTOR IN QUALIFIED ASSETS. (3) MAIN ST OZ PROPERTY LLC; NON-INVESTMENT RELATED; 6803 E MAIN ST, UNIT 1120, SCOTTSDALE, AZ, 85251; REAL PROPERTY OWNER; MEMBER; 09/2020; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; DUTIES RELATED TO GENERAL BUSINESS AND RENTAL PROPERTY OVERSIGHT. (4) MMYK LLC; NON-INVESTMENT RELATED; 6803 E MAIN ST, UNIT 1120, SCOTTSDALE, AZ, 85251; LEGAL ENTITY HOLDING PASSIVE INVESTMENT IN PRIVATE COMPANY; MANAGER AND MEMBER; 11/2020; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; GENERAL OVERSIGHT OF INVESTMENT. (5) DOXA; NON-INVESTMENT RELATED; 101 E WASHINGTON BLVD, 10TH FLOOR, FORT WAYNE, IN 46802; INSURANCE COMPANY; CHIEF CORPORATE DEVELOPPMENT OFFICER; 12/2025; APPROX. 120 HOURS PER MONTH DURING TRADING HOURS; M&A. (6) NM VENTURES LLC; NON-INVESTMENT RELATED; 6803 E MAIN ST, UNIT 1120, SCOTTSDALE, AZ, 85251; MOBILE APP DEVELOPMENT; MEMBER; 03/2015; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; APP DEVELOPMENT USED FOR PASSIVE INVESTMENTS IN OTHER PRIVATE COMPANIES. (8) KOUROUGLOS CAPITAL GROUP LLC; NON-INVESTMENT RELATED; 4701 COX RD STE 285, GLEN ALLEN, VA 23060; HOLDING COMPANY; MANAGING PARTNER; 05/2008; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; GENERAL DUTIES RELATED TO HOLDING COMPANY OVERSIGHT. (9) THERAPY 360 LLC; NON-INVESTMENT RELATED; 6803 E MAIN ST, UNIT 1120, SCOTTSDALE, AZ, 85251; EMOTIONAL SUPPORT LETTERS COMPANY; MINORITY MEMBER; 10/2020; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; PASSIVE INVESTOR WITH NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-16 |
| S66 | Uniform Combined State Law Examination | 2015-07-24 |
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