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Peter B Maroney

Oppenheimer & Co. Inc.

White Plains, NY

Stamford, CT

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-03
NY RA APPROVED 2026-03-03
  • CT RA
    APPROVED
    Since 2026-03-03
  • NY RA
    APPROVED
    Since 2026-03-03

Branch Locations

360 Hamilton Avenue 9Th Floor, White Plains, NY 10601 • United States

263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 01/2015 01/2019
Ubs Financial Services New York NY 01/2019 03/2026
Oppenheimer & Co Inc White Plains NY 03/2026 Present
  • 01/2015 → 01/2019
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 01/2019 → 03/2026
    Ubs Financial Services
    New York, NY
  • 03/2026 → Present
    Oppenheimer & Co Inc
    White Plains, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-19
  • S66 Uniform Combined State Law Examination
    2015-05-19
Other Names
  • Peter Brian Maroney
  • Peter B Maroney

View on SEC IAPD

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