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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-11-22 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Minnetonka, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Enterprise Investment Services Inc | Minneapolis | MN | 05/2022 | Present |
| The Leuthold Group | Minneapolis | MN | 07/2008 | 10/2021 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 05/2022 | Present |
| Unemployed | Minnetonka | MN | 11/2021 | 04/2022 |
Name of Activity: employee ownership granted by the company I worked for in the past; Date Activity Started/Modified/Ended: 6/21/2023; Type of Activity: Other - employee ownership; Role/Relationship: Other - no roles since I left the company; Responsibilities: no duties and responsibilities at the company since I am no longer work for the company. Passive ownership; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: ownership of a commercial real estate; Date Activity Started/Modified/Ended: 6/21/2023; Type of Activity: Investment Real Estate; Role/Relationship: Owner/ Proprietor; Responsibilities: my husband manages the property and I do not have an duties/responsibilities; ITotal Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-15 |
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