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1607 W. 18Th Street, Spencer, IA 51301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2015-02-28 |
Branch Locations
1607 W. 18Th Street, Spencer, IA 51301 • United States
705 Grand Avenue, Spencer, IA 51301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank | Spencer | IA | 06/2008 | Present |
| Northwest Wealth Management Llc | Spencer | IA | 01/2015 | Present |
| Spencer Municipal Golf Course | Spencer | IA | 05/2017 | 10/2018 |
Northwest Bank 705 Grand Avenue, Spencer, IA 51301 Bank Non-Investment Related Retail Manager, AVP Start Date: 2008 Devotes approximately 156 hours per month, 116 of which are during securities trading hours. Duties include managing retail staff
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-28 |
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