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Patrick Vaught

Charles Schwab & Co., Inc.

Oklahoma City, OK

Tulsa, OK

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
OK RA APPROVED 2020-04-22
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • OK RA
    APPROVED
    Since 2020-04-22

Branch Locations

13710 N. Pennsylvania Ave Suite 2, Oklahoma City, OK 73134-6030 • United States

2005 East 21St Street Suite 100, Tulsa, OK 74104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Tulsa OK 03/2016 02/2018
Td Ameritrade, Inc. Edmond OK 02/2018 04/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 04/2020
Charles Schwab & Co., Inc. Tulsa OK 04/2020 Present
Charles Schwab Bank Tulsa OK 04/2020 Present
  • 03/2016 → 02/2018
    Scottrade
    Tulsa, OK
  • 02/2018 → 04/2020
    Td Ameritrade, Inc.
    Edmond, OK
  • 02/2018 → 04/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2020 → Present
    Charles Schwab & Co., Inc.
    Tulsa, OK
  • 04/2020 → Present
    Charles Schwab Bank
    Tulsa, OK
Previous Registrations
  • 2018-02-27 → 2020-04-14
    Td Ameritrade, Inc.
    Oklahoma City, OK
    Tulsa, OK
  • 2018-02-26 → 2020-04-14
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Edmond, OK
    Tulsa, OK
  • 2017-01-25 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2015-05-14 → 2016-01-25
    Edward Jones
    Tulsa, OK
    Broken Arrow, OK
    Broken Arrow, OK
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-20
  • S66 Uniform Combined State Law Examination
    2015-03-20
Other Names
  • Patrick Dale Vaught

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK

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