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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-24
  • NC RA
    APPROVED
    Since 2023-10-24

Branch Locations

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Leland, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2015 11/2021
Primerica Financial Services Wilmington NC 07/2022 10/2023
Pfs Investments Inc. Wilmington NC 10/2022 10/2023
Globe Life Wilmington NC 04/2022 08/2022
Unemployed Leland NC 11/2021 04/2022
Buck Wealth Strategies, Llc Shallotte NC 09/2023 Present
E.A. Buck Financial Services Honolulu HI 10/2023 Present
Madison Avenue Securities San Diego CA 10/2023 Present
  • 01/2015 → 11/2021
    St Louis, MO
  • 07/2022 → 10/2023
    Primerica Financial Services
    Wilmington, NC
  • 10/2022 → 10/2023
    Wilmington, NC
  • 04/2022 → 08/2022
    Globe Life
    Wilmington, NC
  • 11/2021 → 04/2022
    Unemployed
    Leland, NC
  • 09/2023 → Present
    Shallotte, NC
  • 10/2023 → Present
    E.A. Buck Financial Services
    Honolulu, HI
  • 10/2023 → Present
    Madison Avenue Securities
    San Diego, CA
Previous Registrations
  • 2023-02-10 → 2023-10-24
    Pleasant Grove, UT
    Wilmington, NC
  • 2015-08-07 → 2021-12-16
    Winnabow, NC
    Winnabow, NC
    St Louis, MO
    Leland, NC
Other Businesses

1.) Name: EA Buck Financial Services; Address: 55 Merchant St. #2100 Honolulu, HI 96813; Investment Related: Yes; Position: Financial Advisor; Duties: Staff Planner - assisting clients with their financial reviews and insurance business activities; Hours Per Week: 50 Hours Per Week; Start Date: 9/18/2023; 2.) Name: Buck Wealth Strategies; Address: 55 Merchant St. #2100 Honolulu, HI 96813; Investment Related: Yes; Position: Investment Advisor Representative; Duties: Staff Planner - assisting with clients on the administration and client financial reviews; Hours Per Week: 50 Hours Per Week; Start Date: 9/18/2023; 3.) Name: E.A. Buck Insurance Inc.; Investment Related: Yes; Address: 55 Merchant St. #2100 Honolulu, HI 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 9/18/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-29
  • S66 Uniform Combined State Law Examination
    2015-06-29

View on SEC IAPD

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