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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-12-28
  • PA RA
    APPROVED
    Since 2015-12-28

Branch Locations

5100 W Tilghman St Ste 211, Allentown, PA 18104 • United States

Orefield, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Allentown PA 01/2015 03/2020
Ameriprise Financial Services, Llc Allentown PA 03/2020 Present
Other Businesses

Business Ownership; Peyton Forward, LLC; None; LLC set up to manage practice; 3322 Woodlea Rd, , Orefield, PA, 18069; Not Investment-Related; 10/06/2022; 0 hours per month; 0 during trading hours. Board of Directors; Women in the Outdoors/NWTF; Treasurer; We are an organized chapter, Women in the Outdoors, part of Jerr, y Zimmerman Memorial Chapter of the NWTF National Wild Turkey Fe,; ; 06/17/2017; 1 to 9 hours per month; 0 during trading hours / Jerry Zimmerman Memorial Chapter of The National Wild Turkey Federation; President; 3335 Levans Rd, , Coplay, PA, 18037; Not Investment-Related; 03/15/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RIME Associates, LLC; Associate Financial Advisor - Back up for primary Financial Advisor Scott Richards, salary based; ; 5100 W. Tilghman Street, Suite 211, , Allentown, PA, 18104; Not Investment-Related; 01/05/2015; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-03
  • S66 Uniform Combined State Law Examination
    2015-06-03

View on SEC IAPD

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