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Michael James Roberts

Thrivent Investment Management Inc.

Minneapolis, MN

Minneapolis, MN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-06-22
  • MN RA
    APPROVED
    Since 2021-06-22

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. St. Paul MN 12/2014 08/2018
U.S. Bank St. Paul MN 03/2017 08/2018
Rbc Capital Markets, Llc. Minneapolis MN 08/2018 02/2019
Ameriprise Financial Services, Inc. Minneapolis MN 02/2019 06/2021
Thrivent Investment Management Inc Minneapolis MN 06/2021 Present
  • 12/2014 → 08/2018
    U.S. Bancorp Investments, Inc.
    St. Paul, MN
  • 03/2017 → 08/2018
    U.S. Bank
    St. Paul, MN
  • 08/2018 → 02/2019
    Rbc Capital Markets, Llc.
    Minneapolis, MN
  • 02/2019 → 06/2021
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 06/2021 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-03
S63 Uniform Securities Agent State Law Examination 2015-03-27
  • S65 Uniform Investment Adviser Law Examination
    2019-05-03
  • S63 Uniform Securities Agent State Law Examination
    2015-03-27

View on SEC IAPD

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GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

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