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Jacqueline Santos

Capital Client Group, Inc.

Carmel, IN

Lafayette, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-10-11
  • IN RA
    APPROVED
    Since 2018-10-11

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

Lafayette, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co. East Peoria IL 06/2016 09/2018
American Funds Carmel IN 09/2018 04/2020
Security Federal Savings Bank Logansport IN 12/2016 09/2018
Panda Express East Peoria IL 09/2016 11/2016
American Funds Carmel IN 04/2020 01/2021
American Funds Carmel IN 01/2021 03/2022
Capital Group / Capital Client Group, Inc. Carmel IN 03/2022 03/2026
Airbnb Lafayette IN 11/2022 10/2024
Capital Client Group, Inc. Carmel IN 03/2026 Present
  • 06/2016 → 09/2018
    Midwestern Securities Trading Co.
    East Peoria, IL
  • 09/2018 → 04/2020
    American Funds
    Carmel, IN
  • 12/2016 → 09/2018
    Security Federal Savings Bank
    Logansport, IN
  • 09/2016 → 11/2016
    Panda Express
    East Peoria, IL
  • 04/2020 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 03/2022
    American Funds
    Carmel, IN
  • 03/2022 → 03/2026
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
  • 11/2022 → 10/2024
    Airbnb
    Lafayette, IN
  • 03/2026 → Present
    Capital Client Group, Inc.
    Carmel, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-23
  • S66 Uniform Combined State Law Examination
    2016-11-23
Other Names
  • Jacqueline Romero

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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