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4821 E 2Nd Street, Long Beach, CA 90803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| California State University Of Long Beach | Long Beach | CA | 07/2013 | 05/2017 |
| Halbert Hargrove | Long Beach | CA | 09/2016 | 01/2017 |
| Unemployed | Seal Beach | CA | 05/2017 | 08/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2017 | 12/2023 |
| Clg, Llc | Long Beach | CA | 02/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Purshe Kaplan Sterling | Albany | NY | 01/2024 | 07/2024 |
1) Fixed Insurance. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start date: 12/31/2023. 5 hrs/ month; all during trading hours. Sales of fixed / traditional insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-23 |
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