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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2019-06-03
TX RA APPROVED 2019-05-28
  • ND RA
    APPROVED
    Since 2019-06-03
  • TX RA
    APPROVED
    Since 2019-05-28

Branch Locations

401 Demers Ave, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc East Grand Forks ND 03/2015 05/2019
Thrivent Financial Appleton WI 03/2016 05/2019
Infinex Investments, Inc. Meriden CT 05/2019 Present
Alerus Grand Forks ND 05/2019 Present
  • 03/2015 → 05/2019
    East Grand Forks, ND
  • 03/2016 → 05/2019
    Thrivent Financial
    Appleton, WI
  • 05/2019 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 05/2019 → Present
    Alerus
    Grand Forks, ND
Previous Registrations
Other Businesses

1.)CALVARY LUTHERAN CHURCH POSITION: Board Member NATURE: The finance board at our church looks over the monthly budget of the church. I am one of about 10 people on the committee. We discuss church revenue and expenses. I also will be helping out with the capital campaign starting in later 2018. I will be apart of a team that will help organization a campaign to get donations for our church.I will help set fundraising goals and help organization individuals to help with this campaign. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2018 ADDRESS: 5599, 1405 S 9th St, Grand Forks ND 58201, United States DESCRIPTION: As a board member I am responsible for giving input on the budget as well as things like revenue, expenses,offering, annual giving, etc. I have no say on any of the investments that the church has. With the capital campaign I will help organize volunteers and potentially make some calls to donors for the church. 2.)UND Booster Board POSITION: Board Member NATURE: Recently rejoined this board and we meet 5 times a year to discuss events that we put on to help support the University of North Dakota Athletic department. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/08/2019 ADDRESS: DESCRIPTION: As a board member I give input in regards to things that the UND booster board is planning like booster lunches and coaches socials. 3.)Red River Valley Group LLC. POSITION: Partner NATURE: This was an LLC that was created to purchase a commercial real estate property. I am 1 of 2 partners in the LLC. I will be getting bought out of my half of the LLC sometime in the next month or two. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2018 ADDRESS: 38 W 6th ST., Grafton ND 58237, United States DESCRIPTION: As a partner I am responsible for decisions made in regards to the commercial real estate property. Please note this LLC is in the process of being dissolved. 4.) Leclair Group. Health insurance broker. Yes, investment related. Started Oct 2018. Approx 5 hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-01
  • S66 Uniform Combined State Law Examination
    2015-10-01

View on SEC IAPD

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