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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-12 |
| NY | RA | APPROVED | 2023-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Advisory Services Llc | Albany | NY | 09/2012 | 06/2019 |
| Foresters Financial | Albany | NY | 01/2015 | 06/2019 |
| Cetera Investment Advisers Llc | Latham | NY | 06/2019 | 10/2023 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | 10/2023 |
| Lpl Financial | Latham | NY | 10/2023 | Present |
1- 08/2023 / SUMMIT WEALTH / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS MNTH / 8 HRS DURING TRADING 2- 09/19/2024 - Summit Wealth - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 07/17/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-16 |
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