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Kenneth Klein

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-18
CO RA APPROVED 2019-07-06
  • TX RA
    APPROVED
    Since 2020-03-18
  • CO RA
    APPROVED
    Since 2019-07-06

Branch Locations

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 12/2014 06/2019
Janus Distributors Llc Denver CO 01/2015 06/2019
Morgan Stanley Denver CO 06/2019 Present
Morgan Stanley Private Bank, N.A New York NY 07/2019 Present
  • 12/2014 → 06/2019
    Janus Management Holdings Corp
    Denver, CO
  • 01/2015 → 06/2019
    Janus Distributors Llc
    Denver, CO
  • 06/2019 → Present
    Morgan Stanley
    Denver, CO
  • 07/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-06
S63 Uniform Securities Agent State Law Examination 2015-01-30
  • S66 Uniform Combined State Law Examination
    2019-07-06
  • S63 Uniform Securities Agent State Law Examination
    2015-01-30
Other Names
  • Ken Klein

View on SEC IAPD

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EXCELLERE PARTNERS · DENVER, CO
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CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
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