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Jie Liu

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-05
CA RA APPROVED 2022-03-04
  • TX RA
    APPROVED
    Since 2023-04-05
  • CA RA
    APPROVED
    Since 2022-03-04

Branch Locations

4820 Irvine Blvd, Irvine, CA 92620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Irvine CA 04/2016 03/2022
Jpmorgan Chase Bank Irvine CA 04/2016 08/2017
Jpmorgan Chase Bank, Na Irvine CA 08/2017 03/2022
Jpmorgan Securities Llc Irvine CA 03/2022 Present
  • 04/2016 → 03/2022
    Jp Morgan Securities Llc
    Irvine, CA
  • 04/2016 → 08/2017
    Jpmorgan Chase Bank
    Irvine, CA
  • 08/2017 → 03/2022
    Jpmorgan Chase Bank, Na
    Irvine, CA
  • 03/2022 → Present
    Jpmorgan Securities Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-07
S63 Uniform Securities Agent State Law Examination 2015-02-07
  • S66 Uniform Combined State Law Examination
    2022-02-07
  • S63 Uniform Securities Agent State Law Examination
    2015-02-07
Other Names
  • Jie Liu
  • Jeffrey Liu
  • Jeffrey Jie Liu

View on SEC IAPD

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