Best Investors Account Sign in

James Connard Haney

Edward Jones

Portland, OR

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-08-29
TX RA APPROVED_RES 2025-08-29
  • OR RA
    APPROVED
    Since 2025-08-29
  • TX RA
    APPROVED_RES
    Since 2025-08-29

Branch Locations

10300 Sw Greenburg Rd Suite 550, Portland, OR 97223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Portland OR 12/2014 06/2024
Charles Schwab & Co., Inc. Westlake TX 12/2014 07/2024
Empower Greenwood Village CO 10/2024 08/2025
Edward Jones St. Louis MO 08/2025 Present
  • 12/2014 → 06/2024
    Td Ameritrade, Inc.
    Portland, OR
  • 12/2014 → 07/2024
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 10/2024 → 08/2025
    Empower
    Greenwood Village, CO
  • 08/2025 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2024-10-23 → 2025-09-08
    Empower Advisory Group, Llc
    Greenwood Village, CO
    Newberg, OR
  • 2022-03-17 → 2024-07-25
    Charles Schwab & Co., Inc.
    Beaverton, OR
    Lake Oswego, OR
  • 2016-05-09 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Portland, OR
    Portland, OR
  • 2016-05-09 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
    Omaha, NE
    Portland, OR
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-06
S63 Uniform Securities Agent State Law Examination 2015-01-22
  • S66 Uniform Combined State Law Examination
    2016-05-06
  • S63 Uniform Securities Agent State Law Examination
    2015-01-22
Other Names
  • James Connard Haney
  • James Connard Haney

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SUCCESS WEALTH MANAGEMENT LLC
INMAN FINANCIAL SERVICES, INC.
PINNACLE WEALTH ADVISORS
OSAIC WEALTH, INC.
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis
JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
Derek Jon Cram

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

More in Portland, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor