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Daniel M Krase

Cetera Investment Advisers LLC

Honolulu, HI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-10
HI RA APPROVED 2024-03-28
  • TX RA
    APPROVED_RES
    Since 2024-05-10
  • HI RA
    APPROVED
    Since 2024-03-28

Branch Locations

333 Queen Street, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Chicago IL 04/2010 02/2021
J.P. Morgan Securities Llc Chicago IL 10/2012 02/2021
Hawaii State Federal Credit Union Honolulu HI 02/2021 Present
Cuso Financial Services, Lp San Diego CA 02/2021 03/2024
Cetera Investment Services Llc St Cloud MN 03/2024 Present
Cetera Investment Advisers Llc Honolulu HI 03/2024 Present
  • 04/2010 → 02/2021
    Jp Morgan Chase Bank Na
    Chicago, IL
  • 10/2012 → 02/2021
    J.P. Morgan Securities Llc
    Chicago, IL
  • 02/2021 → Present
    Hawaii State Federal Credit Union
    Honolulu, HI
  • 02/2021 → 03/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 03/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2024 → Present
    Cetera Investment Advisers Llc
    Honolulu, HI
Previous Registrations
  • 2021-02-08 → 2024-03-28
    Cuso Financial Services, L.P.
    Honolulu, HI
  • 2012-10-01 → 2021-02-23
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
  • 2010-04-22 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
  • 2008-01-24 → 2008-11-07
    Uvest Financial Services Group, Inc.
    Chicago, IL
    Charlotte, NC
    Chicago, IL
  • 2007-01-30 → 2008-02-05
    Ifmg Securities, Inc.
    Purchase, NY
  • 2004-12-08 → 2005-03-23
    Ameriprise Financial Services, Llc
    Rosemont, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-07
  • S66 Uniform Combined State Law Examination
    2004-12-07
Other Names
  • Daniel Mark Krase
  • Daniel Krase
  • Daniel Krase
  • Dan Krase

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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