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James Eustis Corrigan

Ubs Financial Services Inc.

Memphis, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-16
TN RA APPROVED 2017-01-10
  • TX RA
    APPROVED_RES
    Since 2017-05-16
  • TN RA
    APPROVED
    Since 2017-01-10

Branch Locations

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Memphis TN 10/2014 12/2016
Ubs Financial Services Inc. Memphis TN 01/2017 Present
Previous Registrations
  • 2015-02-23 → 2017-01-03
    First Horizon Advisors, Inc.
    Memphis, TN
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-23
  • S66 Uniform Combined State Law Examination
    2015-02-23
Other Names
  • James Eustis Corrigan
  • James Eustis Corrigan
  • J. Eustis Corrigan

View on SEC IAPD

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