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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-10-20
  • MN RA
    APPROVED
    Since 2022-10-20

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Roseville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors Wauwatosa WI 12/2014 03/2017
Northwestern Mutual Investment Services Llc Minneapolis MN 03/2017 07/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2017 09/2017
Bmo Harris Bank Richfield MN 11/2012 03/2017
Mark Heurung Minneapolis MN 09/2017 07/2020
St Catherine University St Paul MN 09/2019 07/2021
Luthi Realty Ltd Minneapolis MN 01/2021 06/2021
Wilderness Inquiry Minneapolis MN 06/2021 08/2021
Unemployed Minneapolis MN 09/2021 05/2022
Thrivent Financial Appleton WI 04/2022 Present
Thrivent Investment Management Inc Minneapolis MN 06/2022 Present
  • 12/2014 → 03/2017
    Bmo Harris Financial Advisors
    Wauwatosa, WI
  • 03/2017 → 07/2020
    Northwestern Mutual Investment Services Llc
    Minneapolis, MN
  • 03/2017 → 09/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2012 → 03/2017
    Bmo Harris Bank
    Richfield, MN
  • 09/2017 → 07/2020
    Mark Heurung
    Minneapolis, MN
  • 09/2019 → 07/2021
    St Catherine University
    St Paul, MN
  • 01/2021 → 06/2021
    Luthi Realty Ltd
    Minneapolis, MN
  • 06/2021 → 08/2021
    Wilderness Inquiry
    Minneapolis, MN
  • 09/2021 → 05/2022
    Unemployed
    Minneapolis, MN
  • 04/2022 → Present
    Thrivent Financial
    Appleton, WI
  • 06/2022 → Present
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-19
S63 Uniform Securities Agent State Law Examination 2015-02-13
  • S66 Uniform Combined State Law Examination
    2022-10-19
  • S63 Uniform Securities Agent State Law Examination
    2015-02-13
Other Names
  • Katey Johnson
  • Melanie Katey Johnson
  • M Katey Johnson
  • Katey Johnson
  • Melanie Kathleen Johnson

View on SEC IAPD

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