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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-05-26
  • MD RA
    APPROVED
    Since 2021-05-26

Branch Locations

7065 Arundel Mills Circle, Hanover, MD 21076 • United States

9021 Snowden Square Dr, Columbia, MD 21046 • United States

9207 Lakeside Blvd, Owings Mills, MD 21117 • United States

9150-12 Baltimore Nat. Pike, Ellicott City, MD 21042 • United States

6030 Daybreak Circle, Clarksville, MD 21029 • United States

300 Sentinel Dr Suite 190, Annapolis Junction, MD 20701 • United States

9824 Herczog Rd Gate House 4, Fort Meade, MD 20755 • United States

840 Elkridge Landing Rd, Linthicum, MD 21090 • United States

25 Magothy Branch Road, Pasadena, MD 21122 • United States

1077 Maryland Rte 3 North, Gambrills, MD 21054 • United States

810 Bestgate Rd Ste 110, Annapolis, MD 21401 • United States

231 Najoles Rd, Millersville, MD 21108 • United States

9250 Sigaba Way, Ft Meade, MD 20755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 12/2014 01/2017
Bank Of America, N.A. Pennington NJ 12/2014 01/2017
Td Ameritrade Bethesda MD 02/2017 02/2019
E*Trade Securities Llc Washinton DC 07/2019 04/2021
Unemployment Washington Dc DC 03/2019 06/2019
E*Trade Capital Management, Llc Washington DC 07/2018 04/2021
Tower Federal Credit Union Handover MD 05/2021 Present
Lpl Financial Laurel MD 05/2021 Present
  • 12/2014 → 01/2017
    Pennington, NJ
  • 12/2014 → 01/2017
    Bank Of America, N.A.
    Pennington, NJ
  • 02/2017 → 02/2019
    Td Ameritrade
    Bethesda, MD
  • 07/2019 → 04/2021
    E*Trade Securities Llc
    Washinton, DC
  • 03/2019 → 06/2019
    Unemployment
    Washington Dc, DC
  • 07/2018 → 04/2021
    E*Trade Capital Management, Llc
    Washington, DC
  • 05/2021 → Present
    Tower Federal Credit Union
    Handover, MD
  • 05/2021 → Present
    Lpl Financial
    Laurel, MD
Previous Registrations
  • 2019-07-26 → 2021-04-19
    Harrisdirect Llc
    Washington, DC
    Arlington, VA
    Washington, DC
  • 2017-02-15 → 2019-02-25
    Td Ameritrade, Inc.
    Potomac, MD
  • 2017-02-15 → 2019-02-25
    Td Ameritrade Investment Management, Llc
    North Bethesda, MD
  • 2015-03-30 → 2017-02-02
    Pennington, NJ
    Hunt Valley, MD
Other Businesses

1)05/24/2021 - Tower Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-26
  • S66 Uniform Combined State Law Examination
    2015-03-26

View on SEC IAPD

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