Ryan C Herbert

Current Employers

Prostatis Financial Advisors Group

7580 Buckingham Blvd, Suite 180, Hanover, MD 21076 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-07-24

MD RA
APPROVED

Since 2024-07-24

Branch Locations

7580 Buckingham Blvd, Suite 180, Hanover, MD 21076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prostatis Financial Advisors	Hanover	MD	11/2008	Present
Tcm Securities, Inc	Woodstock	GA	03/2015	06/2019
Peak Brokerage Services Llc.	Palm Beach Gardens	FL	10/2019	Present

11/2008 → Present

Prostatis Financial Advisors

Hanover, MD
03/2015 → 06/2019

Tcm Securities, Inc

Woodstock, GA
10/2019 → Present

Peak Brokerage Services Llc.

Palm Beach Gardens, FL

Previous Registrations

2010-03-09 → 2014-04-04

Asset & Financial Planning, Ltd

Glen Burnie, MD

Other Businesses

1) 2-2016-PRESENT-INVESTMENT ADVISOR REPRESENTATIVE FOR PROSTATIS FINANCIAL ADVISOR, A REGISTERED INVESTMENT ADVISORY FIRM, 7580 BUCKINGHAM BLVD., STE. 180, HANOVER, MD. 21076 WHICH OFFERS TAX PLANNING & PREPARATION; FINANCIAL PLANNING; LIFE, AUTO, HOME & LONG-TERM INSURANCE; FIXED INDEXED ANNUITIES; ESTATE PLANNING AND INVESTMENT MANAGEMENT. I DEVOTE APPROX. 160 HOURS PER MONTH TO THESE ACTIVITIES, ALL DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-06

S66 Uniform Combined State Law Examination

2010-03-06

View on SEC IAPD

Current Employers

Prostatis Financial Advisors Group

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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