Inactive

Vanessa Lynn Pruett-Urie

Prostatis Financial Advisors Group

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Current Employers

Prostatis Financial Advisors Group

7580 Buckingham Blvd, Suite 180, Hanover, MD 21076 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-10-20

MD RA
APPROVED

Since 2023-10-20

Branch Locations

7580 Buckingham Blvd Suite 180, Hanover, MD 21076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc Dba Shapiro Financial Advisors	El Segundo	CA	07/2005	10/2018
Gladway Homes	Nottingham	MD	01/2016	Present
Prostatis Group Llc	Hanover	MD	10/2023	Present

07/2005 → 10/2018

Cetera Advisors Llc Dba Shapiro Financial Advisors

El Segundo, CA
01/2016 → Present

Gladway Homes

Nottingham, MD
10/2023 → Present

Prostatis Group Llc

Hanover, MD

Previous Registrations

2014-04-23 → 2018-10-17

Cetera Advisors Llc

Towson, MD

Towson, MD

Pikesville, MD

Other Businesses

Gladway Homes, Owner, Real Estate Sales not investment-related, 01/2016 to present

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-19
S66	Uniform Combined State Law Examination	2014-04-17
S63	Uniform Securities Agent State Law Examination	1997-12-20

S65 Uniform Investment Adviser Law Examination

2023-10-19
S66 Uniform Combined State Law Examination

2014-04-17
S63 Uniform Securities Agent State Law Examination

1997-12-20

Other Names

Vanessa Lynn Hargis
Vanessa Lynn Pruett
Vanessa Lynn Hargis
Vanessa Lynn Pruett

View on SEC IAPD

Other Firms

CAPE INVESTMENT ADVISORY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

FOUNDATION FINANCIAL ADVISORS, INC.

COMMONWEALTH FINANCIAL NETWORK

PFS INVESTMENTS INC.

Other Investors

MICHAEL ANTHONY CANET

KATHERINE MARIE GROCE

ANDREW STERLING ASHTON

KIMBERLY Anne OWEN

GREGORY PATRICK KLINGLER

Other Offices

PROSTATIS FINANCIAL ADVISORS GROUP · Hanover, MD

CAPE INVESTMENT ADVISORY, INC. · HANOVER, MD

JPB PARTNERS · HANOVER, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HANOVER, MD

LPL FINANCIAL LLC · HANOVER, MD

EDWARD JONES · HANOVER, MD

FOUNDATION FINANCIAL ADVISORS, INC. · LINTHICUM, MD

COMMONWEALTH FINANCIAL NETWORK · LINTHICUM HEIGHTS, MD

More in Hanover, MD

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