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Kimberly Anne Owen

Prostatis Financial Advisors Group

Hanover, MD

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Current Employers
Prostatis Financial Advisors Group

7580 Buckingham Blvd, Suite 180, Hanover, MD 21076 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-07
  • MD RA
    APPROVED
    Since 2025-01-07

Branch Locations

7580 Buckingham Boulevard Ste. 180, Hanover, MD 21076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Fort Myers FL 01/2016 10/2019
Suntrust Bank Fort Myers FL 01/2016 10/2019
Suntrust Advisory Services Fort Myers FL 09/2016 10/2019
The Vanguard Group, Inc. Malvern PA 10/2021 03/2024
Unemployed Downingtown PA 12/2019 10/2021
Prostatis Group Llc Hanover MD 12/2024 Present
Self Lehigh Acres FL 11/2014 Present
  • 01/2016 → 10/2019
    Suntrust Investment Services, Inc.
    Fort Myers, FL
  • 01/2016 → 10/2019
    Suntrust Bank
    Fort Myers, FL
  • 09/2016 → 10/2019
    Suntrust Advisory Services
    Fort Myers, FL
  • 10/2021 → 03/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 12/2019 → 10/2021
    Unemployed
    Downingtown, PA
  • 12/2024 → Present
    Prostatis Group Llc
    Hanover, MD
  • 11/2014 → Present
    Self
    Lehigh Acres, FL
Previous Registrations
  • 2021-10-11 → 2024-04-03
    Malvern, PA
  • 2016-09-26 → 2019-10-23
    Fort Myers, FL
    Ft. Myers, FL
  • 2007-01-04 → 2016-12-31
    Truist Investment Services, Inc.
    Fort Myers, FL
    Fort Myers, FL
    Fort Myers, FL
    Ft. Myers, FL
Other Businesses

NAME OF BUSINESS: Rental Property Owner NON-INVESTMENT RELATED ADDRESS (City/State): Fort Myers, FL NATURE OF BUSINESS: Rental Property POSITION: OWNER START DATE (Month/Year): 11/2014 APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Own a property at 18 Richmond Avenue N, Lehigh Acres, FL 33936

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-21
  • S66 Uniform Combined State Law Examination
    2006-12-21
Designations
Other Names
  • Kimberly Anne Owen
  • Kimberly Ann Owen
  • Kimberly Owen

View on SEC IAPD

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