Andrew Sterling Ashton

Current Employers

Prostatis Financial Advisors Group

7580 Buckingham Blvd, Suite 180, Hanover, MD 21076 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2018-11-26

MD RA
APPROVED

Since 2018-11-26

Branch Locations

7580 Buckingham Blvd, Ste. 180, Hanover, MD 21076 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Clifton Larson Allen Llp	Timonium	MD	06/2016	03/2017
Prostatis Group Llc	Hanover	MD	04/2018	Present
Self	Baltimore	MD	04/2017	03/2018

06/2016 → 03/2017

Clifton Larson Allen Llp

Timonium, MD
04/2018 → Present

Prostatis Group Llc

Hanover, MD
04/2017 → 03/2018

Self

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-26
S63	Uniform Securities Agent State Law Examination	2002-09-17

S65 Uniform Investment Adviser Law Examination

2018-10-26
S63 Uniform Securities Agent State Law Examination

2002-09-17

View on SEC IAPD

Current Employers

Prostatis Financial Advisors Group

Disclosures

Employment History

Exams

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