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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-06
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2024-06-06
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

13107 Rosedale Hwy, Bakersfield, CA 93314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A Bakersfield CA 08/2005 12/2021
J.P. Morgan Securities Llc Bakersfield CA 01/2022 Present
Jpmorgan Chase Bank, N.A. Bakersfield CA 01/2022 Present
  • 08/2005 → 12/2021
    Jp Morgan Chase Bank, N.A
    Bakersfield, CA
  • 01/2022 → Present
    Bakersfield, CA
  • 01/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Bakersfield, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Van Nuys, CA
    Van Nuys, CA
    North Hills, CA
    Sherman Oaks, CA
    Bakersfield, CA
  • 2005-09-01 → 2009-05-02
    Wamu Investments, Inc.
    Van Nuys, CA
    Tujunga, CA
    Altadena, CA
    Tujunga, CA
  • 2005-01-31 → 2005-05-11
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-23
  • S66 Uniform Combined State Law Examination
    2004-12-23
Other Names
  • Joseph Ricardo Ramirez

View on SEC IAPD

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