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Woong Rae Roh

J.P. Morgan Securities LLC

Fullerton, CA

Brea, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-07
TX RA APPROVED 2021-07-07
  • CA RA
    APPROVED
    Since 2021-07-07
  • TX RA
    APPROVED
    Since 2021-07-07

Branch Locations

3334 Yorba Linda Blvd, Fullerton, CA 92831 • United States

2500 E. Imperial Hwy, Ste. 194, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Cerritos CA 11/2014 09/2019
Jp Morgan Chase Bank Cerritos CA 11/2014 10/2016
Jp Morgan Chase Bank, N.A. Cerritos CA 10/2016 09/2019
Edward Jones Los Angeles CA 09/2019 06/2021
J.P. Morgan Securities Llc Fullerton CA 06/2021 Present
Jp Morgan Chase N.A. Fullerton CA 06/2021 Present
  • 11/2014 → 09/2019
    Jp Morgan Securities Llc
    Cerritos, CA
  • 11/2014 → 10/2016
    Jp Morgan Chase Bank
    Cerritos, CA
  • 10/2016 → 09/2019
    Jp Morgan Chase Bank, N.A.
    Cerritos, CA
  • 09/2019 → 06/2021
    Edward Jones
    Los Angeles, CA
  • 06/2021 → Present
    J.P. Morgan Securities Llc
    Fullerton, CA
  • 06/2021 → Present
    Jp Morgan Chase N.A.
    Fullerton, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-10
S63 Uniform Securities Agent State Law Examination 2015-02-04
  • S66 Uniform Combined State Law Examination
    2018-08-10
  • S63 Uniform Securities Agent State Law Examination
    2015-02-04
Other Names
  • Stephen Roh
  • Woong Rae Roh
  • Stephen Roh

View on SEC IAPD

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