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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-30 |
| MO | RA | APPROVED | 2017-08-30 |
Branch Locations
3 Cityplace Drive Suite 690, Creve Coeur, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | St. Louis | MO | 01/2015 | Present |
| New York Life Insurance Company | St. Louis | MO | 12/2014 | Present |
| Eagle Strategies Llc | St Louis | MO | 08/2017 | Present |
| Ferguson Financial Group Llc | Chesterfield | MO | 03/2020 | 03/2023 |
| Modern Wealth Solutions | Creve Coeur | MO | 09/2023 | Present |
[Focus Marines Foundation; FMF addresses the issues associated with the invisible wounds of combat. We give our participants valuable tools & support resources to overcome their emotional wounds. FMF staff serves as advisors, mentors, coaches, and brethren.; 1880 Schluersburg Rd., Augusta, MO. 63332; Start Date 11/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Defiance Ridge Vineyards LLC; Local privately owned winery.; 2711 S Missouri 94, Defiance, MO 63341; Start Date 09/2017; Role/Title: Investor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 11701 Borman Dr suite 295 St Louis Mo 63146; Start Date 02/2019; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [St Louis Blues Warriors; St Louis Blues Warriors serves and supports veterans through the sport of hockey.; 111 Red Barn Ln, Defiance, Mo 63341; Start Date 04/2020; Role/Title: Officer; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; I will be a player for the hockey club, and also act in the role of president for this nonprofit. I will run quarterly board meetings, and watch over the other members] [OPERATING UNDER THE DBA NAME OF MODERN WEALTH SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (CREVE COEUR, MO); START DATE: 09/2023]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-09 |
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