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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-23 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-09 |
Branch Locations
1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
Denver , CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 04/2016 | 11/2019 |
| Rbc Capital Markets, Llc | Denver | CO | 01/2020 | 07/2021 |
| Brian Cunningham | Denver | CO | 07/2021 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 07/2021 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 06/2025 | Present |
| Wells Fargo Advisors Financial Network | Greenwood Village | CO | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-02 |
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