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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-09 |
| TX | RA | APPROVED | 2026-06-08 |
Branch Locations
401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Fort Lauderdale | FL | 06/2026 | Present |
| Mass Mutual Life Insurance Co | Miami | FL | 07/2016 | 01/2017 |
| Mml Investor Services Llc | Miami | FL | 08/2016 | 01/2017 |
| Wells Fargo Clearing Services, Llc. | Boca Raton | FL | 02/2017 | 05/2018 |
| Wells Fargo Bank Na | Boca Raton | FL | 02/2017 | 05/2018 |
| Florida Atlantic University | Boca Raton | FL | 08/2021 | 05/2024 |
| Jpmorgan Chase Bank, N.A. | Fort Lauderdale | FL | 06/2018 | 02/2022 |
| J.P. Morgan Securities, Llc | Fort Lauderdale | FL | 06/2018 | 02/2022 |
| J.P. Morgan Securities Llc | Fort Lauderdale | FL | 02/2022 | 06/2026 |
| Jpmorgan Chase Bank, N.A. | Fort Lauderdale | FL | 02/2022 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-02 |
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