Ashley Elizabeth Hamilton

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-10
AZ	RA	APPROVED	2024-02-07
CA	RA	APPROVED	2024-02-07
CO	RA	APPROVED	2024-02-07

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	11/2014	09/2017
The Vanguard Group, Inc.	Scottsdale	AZ	09/2017	02/2019
Bank Of The West	San Jose	CA	02/2019	01/2024
Bancwest Investment Services, Inc.	San Jose	CA	02/2019	01/2024
Lpl Financial Llc	Tempe	AZ	07/2023	01/2024
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	01/2024	Present

11/2014 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
09/2017 → 02/2019

The Vanguard Group, Inc.

Scottsdale, AZ
02/2019 → 01/2024

Bank Of The West

San Jose, CA
02/2019 → 01/2024

Bancwest Investment Services, Inc.

San Jose, CA
07/2023 → 01/2024

Lpl Financial Llc

Tempe, AZ
01/2024 → Present

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

2023-07-19 → 2024-01-26

Lpl Financial Llc

Tempe, AZ
2019-02-14 → 2023-07-25

Bancwest Investment Services, Inc.

Tempe, AZ

San Jose, CA

Saratoga, CA

Los Gatos, CA

Monterey, CA

Capitola, CA

Santa Cruz, CA

Tempe, AZ

Omaha, NE
2017-01-10 → 2017-09-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-09

Other Firms