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Michael Yu Shieh

Equitable Advisors, LLC

Irvine, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-29
  • CA RA
    APPROVED
    Since 2023-11-29

Branch Locations

2050 Main Street, Suite 500, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gtbg Consulting Irvine CA 06/2015 07/2018
Sagepoint Financial, Inc. Newport Beach CA 04/2018 08/2018
Cathay Bank Torrance CA 08/2018 11/2023
Cetera Investment Services Llc St Cloud MN 08/2018 11/2023
Cetera Investment Advisers Llc Torrance CA 08/2018 11/2023
Equitable Advisors, Llc New York NY 11/2023 Present
  • 06/2015 → 07/2018
    Gtbg Consulting
    Irvine, CA
  • 04/2018 → 08/2018
    Sagepoint Financial, Inc.
    Newport Beach, CA
  • 08/2018 → 11/2023
    Cathay Bank
    Torrance, CA
  • 08/2018 → 11/2023
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2018 → 11/2023
    Cetera Investment Advisers Llc
    Torrance, CA
  • 11/2023 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
Other Businesses

1. Outside Fixed Insurance. 2. Passive Owner, CMK Accountancy Corp, 939 S Atlantic Blvd Monterey Park CA 91754

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-21
  • S66 Uniform Combined State Law Examination
    2018-05-21
Other Names
  • Michael Shieh

View on SEC IAPD

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BENEFIT FINANCIAL SERVICES GROUP
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Other Investors

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HAN CHEN
Wade Allen Jones
Sylvia Yoonhee Ahn
Adam Jehad Salman
Charles Edward Gallagher
KAREN LOMAS
Arvind Mehta

Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
VANDERBILT ADVISORY SERVICES · Irvine, CA

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