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Nicholas Mark Baker

Mml Investors Services, LLC

Chesterfield, MO

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
MO RA APPROVED 2026-03-06
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • MO RA
    APPROVED
    Since 2026-03-06

Branch Locations

16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 11/2014 02/2018
Td Ameritrade, Inc. St Louis MO 02/2018 09/2020
Wells Fargo Clearing Services St Louis MO 10/2020 02/2026
Mml Investors Services Llc Chesterfield MO 03/2026 Present
Massmutual Life Insurance Company Chesterfield MO 03/2026 Present
Scottrade Inc St. Louis MO 11/2014 02/2018
  • 11/2014 → 02/2018
    Scottrade
    St. Louis, MO
  • 02/2018 → 09/2020
    Td Ameritrade, Inc.
    St Louis, MO
  • 10/2020 → 02/2026
    Wells Fargo Clearing Services
    St Louis, MO
  • 03/2026 → Present
    Mml Investors Services Llc
    Chesterfield, MO
  • 03/2026 → Present
    Massmutual Life Insurance Company
    Chesterfield, MO
  • 11/2014 → 02/2018
    Scottrade Inc
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-11
S63 Uniform Securities Agent State Law Examination 2017-07-20
  • S65 Uniform Investment Adviser Law Examination
    2023-04-11
  • S63 Uniform Securities Agent State Law Examination
    2017-07-20
Other Names
  • Nicholas Mark Baker
  • Nick Baker
  • Nicholas Baker

View on SEC IAPD

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MBM WEALTH CONSULTANTS, LLC
BRAND ASSET MANAGEMENT GROUP, INC.

Other Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD
PATRICK DONLAN
JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

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