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Deborah Lorraine Spencer

Reyes Financial Architecture Inc.

San Diego, CA

CRD 6416350

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Employer firm

Reyes Financial Architecture Inc. CRD 153194

$196M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Reyes Financial Architecture Inc.

4660 La Jolla Village Drive Suite 725, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-26
  • CA RA
    APPROVED
    Since 2024-08-26

Branch Locations

4660 La Jolla Village Drive Suite 725, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reyes Financial Architecture, Inc. San Diego CA 10/2016 02/2025
Strategic Wealth Advisors Carlsbad CA 10/2014 10/2016
Reyes Financial Architecture, Inc. San Diego CA 02/2025 Present
Other Businesses

Fixed Insurance Licensed, San Diego, California; Investment Related; Fixed Insurance Licensed; does not currently provide insurance services as an insurance agent and does not actively engage in product sales with clients; 04/15/2025; 0 hours per month devoted; 0 hours per month devoted; Fixed Insurance licensed held; License #4437169.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-24
  • S65 Uniform Investment Adviser Law Examination
    2024-08-24

View on SEC IAPD

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