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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-01
  • NC RA
    APPROVED
    Since 2023-03-01

Branch Locations

2600 Medical Office Place, Goldsboro, NC 27533 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Goldsboro NC 10/2018 03/2023
First Citizens Investor Services Raleigh NC 01/2019 03/2023
Unemployed Four Oaks NC 03/2013 07/2017
Caldwell Banker Howard Perry And Walston Goldsboro NC 08/2017 02/2018
Hpw Towne Mortgage Raleigh NC 03/2018 09/2018
First Citizens Investor Services Raleigh NC 03/2023 Present
  • 10/2018 → 03/2023
    First Citizens Bank
    Goldsboro, NC
  • 01/2019 → 03/2023
    First Citizens Investor Services
    Raleigh, NC
  • 03/2013 → 07/2017
    Unemployed
    Four Oaks, NC
  • 08/2017 → 02/2018
    Caldwell Banker Howard Perry And Walston
    Goldsboro, NC
  • 03/2018 → 09/2018
    Hpw Towne Mortgage
    Raleigh, NC
  • 03/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-01
S63 Uniform Securities Agent State Law Examination 2019-02-27
  • S65 Uniform Investment Adviser Law Examination
    2023-03-01
  • S63 Uniform Securities Agent State Law Examination
    2019-02-27
Other Names
  • Deborah Christine Deese

View on SEC IAPD

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