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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-01 |
Branch Locations
2600 Medical Office Place, Goldsboro, NC 27533 • United States
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Goldsboro | NC | 10/2018 | 03/2023 |
| First Citizens Investor Services | Raleigh | NC | 01/2019 | 03/2023 |
| Unemployed | Four Oaks | NC | 03/2013 | 07/2017 |
| Caldwell Banker Howard Perry And Walston | Goldsboro | NC | 08/2017 | 02/2018 |
| Hpw Towne Mortgage | Raleigh | NC | 03/2018 | 09/2018 |
| First Citizens Investor Services | Raleigh | NC | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-27 |
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